Phoenix Capital
Investment banking for businesses in transition.
We serve middle-market businesses in transition, through operational challenges, financial challenges or other “special situations”, with boutique investment banking solutions. Phoenix Capital advises on both domestic and cross border transactions.
The ability to augment our operationally focused services with turnkey investment banking solutions provides our clients with several advantages, including increased certainty of closing, valuation enhancement, and a credible, experienced voice in the midst of challenging situations.
We work collaboratively with multiple constituents, including public companies, financial sponsors, closely held businesses, boards of directors, and other fiduciaries of middle market companies.
We specialize in the execution of complex transactions.
Click to learn more about our investment banking services.
Balance Sheet Restructuring
Sometimes a company falls short of its predisposed expectations and needs help realigning the existing debt structure. Throughout the balance sheet restructuring process, our professionals finesse any areas of business that require refinancing, financial restructuring, or recapitalization for immediate and future success.
Capital Raise
When situations such as corporate turnaround or intense projected growth come about in a business, there may not be capital immediately accessible to support the company. In turn, we raise the critical, supplementary funds that allow our clients to execute their plans, expand their business, and maximize enterprise value.
Refinancing
For a company in transition, it is important to maintain a debt structure that reflects the realities of its business model, sales projections, and capital requirements. Our experts assist in refinancing by optimizing your debt structure accordingly, creating a sustainable path to value for the future.
Mergers & Acquisitions
Whether representing the buyer or the seller, we provide a full range of services throughout the M&A process, from identifying buyers or sellers, to preparing or reviewing the memorandum, performing comprehensive due diligence, securing funding, structuring the transaction, and seeing it through closing.
Team Spotlight
Joseph Nappi, CTP
Senior Managing Director & Shareholder
Joe Nappi is a Senior Managing Director and Shareholder at Phoenix. He is a seasoned professional in the restructuring industry with over 15 years of experience in special situations transactions. He has led and assisted many middle market companies in a variety of roles including investment banker, turnaround manager, and commercial lender.
Steven H. Rosenblum
Managing Director
Bio Steven Rosenblum is a Managing Director in Phoenix’s Investment Banking group, Phoenix Capital Resources, and brings more than 20 years of Special Situations transaction experience as a banker and asset manager. Steven focuses on transactions that involve a distinct complexity such as tight funding or sale deadlines, enhanced leverage requirements, unusual structuring challenges, niche […]
Kevin Barr, CFA
Director
Kevin Barr joined the Company in June 2010 and is a Director of Phoenix Capital Resources® with approximately 10 years of experience.
Steven C. Warsaw
Managing Director
Bio Steven Warsaw is a Managing Director in Phoenix’s Investment Banking group. He brings 20 years of investment banking experience managing and advising clients on complex transactions and situations. Steven’s expertise spans a wide range of investment banking services including buy-side and sell-side M&A transactions, balance sheet restructurings, refinancing, recapitalizations, corporate restructurings, and divestitures as […]
